Assestment
https://www.kaisasecurities.com/
Website
Impluwensiya
C
Index ng Impluwensiya BLG.1
Mga Produkto
1
Stocks
kumuha ng 1 (mga) lisensya sa seguridad
SFCRegulated
China Hong Kong Securities Trading License
Nagmamay-ari ng 1 (na) upuan
China Hong Kong HKEX
Seat No. 01857
More
Kumpanya
KAISA FINANCIAL GROUP COMPANY LIMITED
Pagwawasto
佳兆業金融集團有限公司
Rehistradong bansa at rehiyon ng platform
address ng kumpanya
Website ng kumpanya
https://www.kaisasecurities.com/Suriin kahit kailan mo gusto
WikiStock APP
佳兆業金融集團有限公司 Kalendaryo ng Mga Kita
Currency: CNY
Ikot
FY2023 Annual Report
2021/03/25
Revenue(YoY)
26.16B
+3.03%
EPS(YoY)
-2.85
-53.03%
佳兆業金融集團有限公司 Mga Pagtantya sa Mga Kita
Currency: CNY
Commission Rate
0.25%
New Stock Trading
Yes
Margin Trading
YES
Regulated Countries
1
KAISA FINANCIAL GROUP | |
WikiStock Rating | ⭐⭐⭐ |
Account Minimum | 10,000 HKD |
Fees | 0.25% brokerage commission |
0.00565% trading fee for Hong Kong stocks | |
0.2 % transaction commission for bonds | |
App/Platform | Kaisa Financial Group App |
Customer Support | Phone, fax and email |
Kaisa Financial Group Limited is a brokerage firm based in Hong Kong, renowned for its extensive experience and commitment to delivering professional financial services. Regulated by the SFC, Kaisa Financial holds Class 1 and other regulated activity licenses. In line with technological advancements, Kaisa Financial Group continues to innovate, offering the Kaisa Trading Treasure platform that integrates information, quotes, transactions, and account services.
Pros | Cons |
Regulated by SFC | Complex Fee Structure |
Diverse Service Offerings | Lack of Protective Measures |
Professional Research Division |
Pros:
Regulated by SFC: Being regulated by the Hong Kong Securities and Futures Commission (SFC) ensures that Kaisa Financial Group operates under strict regulatory oversight. This enhances trust among investors who value regulatory compliance and security.
Diverse Service Offerings: Kaisa Financial Group offers a wide array of financial services including securities margin, warrants, CBBCs (Callable Bull/Bear Contracts), bond trading, and access to Shanghai-Hong Kong and SZSE Stock Connect. This diversity allows investors to tailor their investment strategies according to their preferences and risk tolerance.
Professional Research Division: The firm's research division provides valuable market news, IPO information, and detailed research reports.
Cons:
Complex Fee Structure: Kaisa Financial Group charges multiple fees such as brokerage commissions, government stamp duties, clearing fees, custody fees, and transaction-related charges. This complex fee structure may lead to higher overall costs for investors.
Lack of Protective Measures: Despite regulatory compliance, some investors perceive a lack of additional protective measures or guarantees, especially during market volatility or unexpected financial events.
KAISA FINANCIAL GROUP operates under the watchful eye of the Securities and Futures Commission (SFC), a leading financial regulator in Hong Kong. This prestigious designation, License No. AQD216, signifies KAISA's unwavering commitment to upholding the highest standards of conduct within the financial industry.
The SFC plays a vital role in ensuring the stability and integrity of Hong Kong's securities and futures markets. Their comprehensive regulatory framework safeguards investors and fosters a healthy environment for financial institutions
KAISA FINANCIAL GROUP offers securities margin, warrants and CBBCs, bond trading, and Shanghai-Honk Kong and SZSE Stock Connect.
Margin Financing: Clients can open margin accounts allowing them to borrow against securities held in their accounts. The borrowing interest rates are competitive, possibly tied to the Prime Rate, and clients can leverage up to 80% of the market value of approved securities.
Warrants: They provide both equity warrants issued by listed companies and covered warrants issued by third parties like securities companies or banks. These instruments offer the right (but not obligation) to buy underlying stocks at predetermined prices within specified time frames.
CBBCs (Callable Bull/Bear Contracts): These leveraged products allow investors to track underlying asset performance with reduced capital outlay. CBBCs are listed on the Hong Kong Stock Exchange, subject to its approval.
Bond Trading: Kaisa offers a diverse range of bonds including fixed-rate bonds, floating-rate notes (FRNs), and convertible bonds (CBs). This allows clients to invest in debt instruments issued by various entities across different currencies and interest rates, offering stable returns and risk diversification.
Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect: These mechanisms enable cross-border trading and clearing between Hong Kong and mainland China stock exchanges (Shanghai and Shenzhen).
For Hong Kong stocks, fees include brokerage commissions based on transaction amount, government stamp duty, and clearing fees, among others. Dividend collection fees and registration charges also apply.
In the Shanghai-Hong Kong Stock Connect, fees encompass brokerage commissions, handling fees, and securities management fees, alongside transaction stamp duty and dividend collection charges. Additional costs like agent services and settlement instructions contribute to the overall fee structure.
Trading U.S. stocks incurs transaction commissions per share and SEC fees on sell orders. Transfer fees apply for successful and failed transfers, while custody fees and interest collection fees are charged annually and per transaction respectively.
For bonds, transaction commissions are percentage-based, while custody fees and interest collection fees are calculated annually or per transaction, depending on the terms.
Type of Securities | Fee Type | Detail |
Hong Kong Stocks | Brokerage Commission | 0.25% of transaction amount (minimum HKD 70) negotiable |
Transaction Levy | 0.0027% of transaction amount | |
Government Stamp Duty | 0.1% of transaction amount (minimum HKD 1) | |
Clearing Fee | 0.002% of transaction amount (minimum HKD 2, maximum HKD 100) | |
Trading Fee | 0.00565% of transaction amount | |
Financial Services Transaction Levy | 0.00015% of transaction amount (rounded to the nearest cent) | |
Dividend Collection (Cash/Stock) | Cash Dividend: 0.5%, minimum HKD 30, maximum HKD 500 | |
Stock Dividend: 0.5%, minimum USD 30, maximum USD 500 | ||
Registration & Transfer Fee | HKD 1.5 per lot | |
Central Clearing Service Fee | 0.12% | |
Bonus Share/Redemption Rights Collection | HKD 30 | |
Dividend Recovery Service | HKD 500 (excluding other charges) | |
Warrant Exercise/Covered Warrant/Subscription Rights | 0.5%, minimum HKD 30, maximum HKD 300 | |
Corporate Action Service Fee | HKD 1.2 per lot | |
Cash Offer/Privatization/Automatic Exercise | HKD 30 | |
Cheque Stop Payment | HKD 150 | |
Cheque Return | HKD 200 | |
Physical Stock Handling and Settlement Service | Withdrawal: HKD 5 per lot, minimum HKD 50 | |
Deposit: HKD 5 per transfer form | ||
Settlement Instruction Withdrawal: 0.02% of stock value (minimum HKD 50, maximum HKD 10,000 per stock) | ||
Settlement Instruction Deposit: Free | ||
Late Settlement Interest Rate | Cash Account: Prime Rate + 5% | |
Margin Account: Prime Rate + 2.5% | ||
New Stock Subscription Service | Cash: HKD 50 per subscription | |
Financing: HKD 80 per subscription | ||
Shanghai-Hong Kong Stock Connect | Brokerage Commission | 0.15% of transaction amount (minimum RMB 100) negotiable |
Handling Fee (charged by SSE/SZSE) | 0.00341% of bilateral transaction amount | |
Securities Management Fee (charged by CSRC) | 0.002% of bilateral transaction amount | |
Transfer Fee (charged by China and Hong Kong Clearing) | 0.003% of transaction amount (China Clearing 0.001%, Hong Kong Clearing 0.002%) | |
Transaction Stamp Duty (charged by State Taxation Administration) | 0.05% of transaction amount (only charged to the seller) | |
Dividend Collection (Cash/Stock) | Cash Dividend: 0.5%, minimum RMB 50, maximum RMB 500 | |
Stock Dividend: Free | ||
Agent Services & Corporate Action | RMB 100 per time and RMB 1 per lot | |
Settlement Instruction | Withdrawal: RMB 5 per lot, maximum RMB 200, minimum RMB 50 per stock | |
Deposit: Free | ||
Domestic Tax | Dividend Tax: 10% of net dividend | |
U.S. Stocks | Transaction Commission | USD 0.008 per share (minimum USD 3 per order, maximum 1% per order) |
Transfer Fee | Successful Transfer In: USD 50 per transfer | |
Failed Transfer In: USD 100 per transfer | ||
Transfer Out: USD 50 per transfer | ||
SEC Fee | 0.00278% of transaction amount (sell orders only, minimum USD 0.01) | |
Transaction Activity Fee | USD 0.000166 per share, minimum USD 0.01 per transaction, maximum USD 8.3 per transaction (sell orders only) | |
Non-U.S. DTC | Up to USD 75 per transaction (depending on stock type) | |
Depository Receipts Fee | USD 0.01-0.05 per share (charged by the issuing agent) | |
Custody Fee | 0.013% of total market value annually (charged monthly) | |
Interest Collection Fee | 3% of actual interest collected (minimum USD 10, maximum USD 120) | |
Bonds | Transaction Commission | 0.2% of transaction amount negotiable |
Custody Fee | 0.06% of bond portfolio market value annually (charged monthly, minimum HKD 100 or equivalent in other currencies) | |
Interest Collection Fee | 0.5% of actual interest collected (minimum USD 10, maximum USD 150) |
KAISA FINANCIAL GROUP provides Kaisa Financial Group App. Their platforms cover Hong Kong stocks, U.S. stocks, as well as access to the Shenzhen-Hong Kong Stock Connect and Shanghai-Hong Kong Stock Connect.
The primary trading platforms include a mobile app, providing convenience and flexibility for users to manage their investments anytime and anywhere. This mobile app is supported on both iOS and Android devices. Additionally, clients have the option to place orders via phone, offering another channel for trading that suits different preferences.
Kaisa Financial Group emphasizes smart stock picking through features such as hot sector tracking, allowing users to stay updated with market trends and make informed investment decisions. This capability is supported by accurate market condition capture, enhancing the efficiency and effectiveness of trading activities.
Kaisa Financial Group's research division provides market news, IPO information and research report. Their research reports cover various sectors and industries, employing fundamental analysis, technical indicators, and strategic perspectives. These reports are designed to help investors evaluate the strengths and risks associated with different investment options, enabling them to make informed decisions in the dynamic global markets.
Customers can visit their office or get in touch with customer service line using the information provided below:
Telephone: Hong Kong (852) 3965 7228, Mainland 4008418008
Fax: (852) 3965 7188
E-mail: cs@kaisafin.com
Address: 30th Floor, Central Centre, 99 Queen's Road Central, Central, Hong Kong
In conclusion, Kaisa Financial Group offers a robust array of financial services under the stringent regulation of the SFC, ensuring reliability and compliance. With a diverse range of investment options and a professional research division providing valuable market insights, the firm caters to the needs of both local and international investors seeking informed investment opportunities.
Is KAISA FINANCIAL GROUP regulated?
Yes. It is regulated by SFC.
How can I contact KAISA FINANCIAL GROUP?
You can contact via telephone: Hong Kong (852) 3965 7228 and Mainland 4008418008, fax: (852) 3965 7188 and e-mail: cs@kaisafin.com.
What types of financial services does Kaisa Financial Group offer?
Securities margin trading, warrants, CBBCs (Callable Bull/Bear Contracts), bond trading, and access to Shanghai-Hong Kong and SZSE Stock Connect.
The information provided is based on WikiStock's expert evaluation of the brokerage's website data and is subject to change. Besides, online trading entails substantial risks, potentially leading to total loss of invested funds, so comprehending associated risks before engaging is crucial.
Registered region
China Hong Kong
Years in Business
2-5 years
Products
Stocks
Bansa
Pangalan ng Kumpanya
Mga Asosasyon
China Hong Kong
佳兆业集团
Parent company
Walang ratings
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