Global Securities Firms Regulatory Inquiry App
Regulated
Fidelity
United StatesCustody Scale CLicense Level AA8.72Score
Users50M
8.72Score
Regulated
Charles Schwab
United StatesCustody Scale CLicense Level AA8.49Score
Users28M
8.49Score
Regulated
J.P. Morgan Wealth Management
United StatesCustody Scale CLicense Level AA8.11Score
8.11Score
Regulated
Wells Fargo Advisors
United StatesCustody Scale ALicense Level AA9.09Score
Custody assets$1.88TUsers34.2MAssets per account$20,000Monthly Active Users(MAU)7M
9.09Score
4
Regulated
BOCI
China Hong Kong Custody Scale ALicense Level AAAA8.87Score
Custody assets$578.4BUsers2.15BAssets per account$10,000Monthly Active Users(MAU)1.2M
8.87Score
5
Regulated
HSBC
United KingdomCustody Scale CLicense Level AA9.05Score
Users39M
9.05Score
6
Regulated
China Galaxy Securities
ChinaCustody Scale CLicense Level AAAA7.36Score
Users1.4B
7.36Score
7
Regulated
Mirae Asset
South KoreaCustody Scale CLicense Level AA8.55Score
8.55Score
8
Regulated
NOMURA
JapanCustody Scale CLicense Level AAAA7.89Score
Users5.35M
7.89Score
9
Regulated
Marcus by Goldman Sachs
United StatesCustody Scale CLicense Level AAAA8.23Score
Users13M
8.23Score
10
Regulated
みずほ証券
JapanCustody Scale CLicense Level AAAA8.07Score
Users1.69M
8.07Score
11
Regulated
Interactive Brokers
United StatesCustody Scale ALicense Level AAAA9.37Score
Custody assets$115.1BUsers2.52MAssets per account$223,000Monthly Active Users(MAU)2M
9.37Score
12
Regulated
Jane Street
United StatesCustody Scale CLicense Level AAAA8.58Score
8.58Score
13
Regulated
Harvest Global Investments
China Hong Kong Custody Scale CLicense Level AAAA7.20Score
Users160M
7.20Score
14
Regulated
Zhongtai International
China Hong Kong Custody Scale CLicense Level AAAA8.31Score
Users8.3MMonthly Active Users(MAU)4.99M
8.31Score
15
Regulated
Barclays
United KingdomCustody Scale ALicense Level AAAA9.05Score
Custody assets$135.19BUsers48M
9.05Score
16
Regulated
Saxo
DenmarkCustody Scale CLicense Level AAAA8.54Score
Users876,000Assets per account$11,000Monthly Active Users(MAU)1M
8.54Score
17
Regulated
CMS
ChinaCustody Scale CLicense Level AAAA8.47Score
8.47Score
18
Regulated
AJ Bell
United KingdomCustody Scale CLicense Level AAAA7.44Score
Users491,000
7.44Score
19
Regulated
Robinhood
United StatesCustody Scale ALicense Level AA8.21Score
Custody assets$74.7BUsers22.9MAssets per account$240Monthly Active Users(MAU)1.2M
8.21Score
20
Regulated
Moomoo
China Hong Kong Custody Scale ALicense Level AA9.13Score
Custody assets$60.52BUsers20.02MAssets per account$36,400Monthly Active Users(MAU)1.53M
9.13Score
21
Regulated
Monex
JapanCustody Scale CLicense Level AAAA8.12Score
Users2.22M
8.12Score
22
Regulated
WealthFront
United StatesCustody Scale ALicense Level AAAA8.42Score
Custody assets$31BUsers700,000Assets per account$91,000Monthly Active Users(MAU)469,000
8.42Score
23
Regulated
Betterment
United StatesCustody Scale CLicense Level AA8.11Score
Users800,000
8.11Score
24
Regulated
PhillipCapital
SingaporeCustody Scale ALicense Level AAAA8.80Score
Custody assets$35BUsers1.2MAssets per account$4,000Monthly Active Users(MAU)1M
8.80Score
25
Regulated
Axos
United StatesCustody Scale CLicense Level AAAA8.20Score
8.20Score
26
Regulated
Walker Crips
United KingdomCustody Scale CLicense Level AAAA7.47Score
7.47Score
27
Regulated
SoFi
China Hong Kong Custody Scale CLicense Level AA8.53Score
Users6.9M
8.53Score
28
Regulated
Central China Securities
ChinaCustody Scale CLicense Level AAAA7.40Score
Users2M
7.40Score
29
Regulated
Webull
United StatesCustody Scale ALicense Level AAAA9.27Score
Custody assets$28BUsers13MAssets per account$4,000Monthly Active Users(MAU)2.69M
9.27Score
30
Regulated
FSMOne
MalaysiaCustody Scale CLicense Level AAAA7.48Score
7.48Score
31
Regulated
TradeStation
United StatesCustody Scale CLicense Level AA8.29Score
Users220,000
8.29Score
32
Regulated
Swissquote
SwitzerlandCustody Scale CLicense Level AAA6.95Score
Users520,000
6.95Score
33
Regulated
eToro
AustraliaCustody Scale CLicense Level AA8.36Score
Users34.3MAssets per account$1,000Monthly Active Users(MAU)2.8M
8.36Score
34
Regulated
M1
United StatesCustody Scale CLicense Level AA8.11Score
Users1M
8.11Score
35
Over-Operation
Acorns
United StatesCustody Scale BLicense Level AAAA6.12Score
Custody assets$6.3BUsers6.58MAssets per account$1,338
6.12Score
36
Regulated
Tiger Brokers
United StatesCustody Scale ALicense Level AA9.08Score
Custody assets$18.9BUsers2MAssets per account$2,000Monthly Active Users(MAU)1.5M
9.08Score
37
Regulated
Firstrade
United StatesCustody Scale CLicense Level AA8.62Score
Users600,000Assets per account$7,000Monthly Active Users(MAU)300,000
8.62Score
38
Regulated
Trading 212
United KingdomCustody Scale CLicense Level AAAA8.11Score
Users2.5M
8.11Score
39
Regulated
DL Securities
China Hong Kong Custody Scale CLicense Level AAAA7.64Score
7.64Score
40
Regulated
大和証券
JapanCustody Scale ALicense Level AAAA7.75Score
Custody assets$427.56BUsers1.47M
7.75Score
41
Regulated
Long Bridge
China Hong Kong Custody Scale CLicense Level AA7.30Score
Users300,000Assets per account$2,000Monthly Active Users(MAU)100,000
7.30Score
42
Regulated
Stash
United StatesCustody Scale CLicense Level AA8.05Score
Users6M
8.05Score
43
Regulated
盛源
China Hong Kong Custody Scale CLicense Level AAAA7.37Score
Users723
7.37Score
44
Regulated
WikiStock
AngolaCustody Scale CLicense Level A6.13Score
Custody assets$2MUsers3MAssets per account$50MMonthly Active Users(MAU)100,000
6.13Score
45
Regulated
DriveWealth
United StatesCustody Scale CLicense Level AA8.93Score
Users16MMonthly Active Users(MAU)1M
8.93Score
46