Score
https://www.foundersc.com/
Website
Influence
A
Influence Index NO.1
Products
10
Securities Lending Fully Paid、Margin Loans、Annuities、Bonds & Fixed Income、Futures、Investment Advisory Service、Options、Stocks、ETFs、Mutual Funds
Surpassed 80.00% brokers
Obtain 1 securities license(s)
CSRCRegulated
ChinaSecurities Trading License
Owns 2 seat(s)
China BSE
Seat No. 000024
China SZSE
Seat No. 000028
More
Company Name
方正证券股份有限公司
Abbreviation
方正证券
Platform registered country and region
Company address
Company website
https://www.foundersc.com/Check whenever you want
WikiStock APP
Commission Rate
0.3%
Funding Rate
8.35%
New Stock Trading
Yes
Margin Trading
YES
Founder Securities | |
WikiStock Rating | ⭐⭐⭐ |
Account Minimum | $0 |
Fees | Low trading fees, typically 0.03% to 0.1% of the transaction value |
Account Fees | Annual maintenance fees and inactivity fees may apply |
Margin Interest Rates | Variable, based on market conditions |
Mutual Funds Offered | Yes |
App/Platform | User-friendly mobile apps and desktop platform |
Promotions | Occasional promotions, check website for current offers |
Founder Securities offers low-cost trading with a user-friendly mobile app, providing a wide range of financial products and robust research resources. However, it lacks fund insurance and international regulatory recognition.
Founder Securities offers a wide range of trading products and is regulated by the China Securities Regulatory Commission (CSRC), providing a degree of reliability and oversight. However, it lacks insurance for client funds and does not have international regulatory recognition, which could be a concern for some investors. The firm employs encryption and multi-factor authentication to enhance security, but the absence of explicit fund insurance remains a notable drawback.
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Regulation
Founder Securities is regulated by the China Securities Regulatory Commission (CSRC). This regulation provides a level of oversight and ensures that the company adheres to certain industry standards and practices mandated by the CSRC, enhancing its credibility and reliability.
Encryption and Safety Measures
Founder Securities uses several safety measures to protect client funds and personal information:
Encryption Technology: The company uses encryption to secure data storage and transmission, helping to prevent unauthorized access.
Account Security Measures: They implement multi-factor authentication and monitor suspicious activities to safeguard user information and prevent unauthorized transactions.
Founder Securities offers a variety of securities for trading, catering to different investment needs. Here's a detailed and organized overview of the main securities available for trading with Founder Securities:
Equity Securities
Stocks: Founder Securities provides access to the Chinese stock market, allowing clients to trade shares of publicly listed companies on exchanges such as the Shanghai Stock Exchange (SSE) and Shenzhen Stock Exchange (SZSE).
B-Shares: These are shares in Chinese companies that are traded in foreign currencies on Chinese stock exchanges. They are available to foreign investors.
Fixed Income Securities
Government Bonds: These include bonds issued by the Chinese government, offering a relatively low-risk investment option.
Corporate Bonds: Bonds issued by corporations, which typically offer higher yields compared to government bonds but come with higher risk.
Convertible Bonds: These bonds can be converted into a predetermined number of the issuing company's shares, providing potential for equity upside.
Derivatives
Options: Founder Securities offers trading in options, providing investors with strategies to hedge risks or speculate on the future price movements of underlying assets.
Futures: Investors can trade futures contracts on various commodities, financial instruments, and indices, allowing for speculation and risk management.
Warrants: These are derivatives that provide the right, but not the obligation, to buy or sell a security at a specific price before expiration.
Mutual Funds and ETFs
Mutual Funds: Founder Securities offers access to a wide range of mutual funds, which pool money from many investors to invest in stocks, bonds, and other assets.
Exchange-Traded Funds (ETFs): ETFs traded on stock exchanges provide exposure to various indices, sectors, or asset classes and can be bought and sold like regular stocks.
Margin Trading and Securities Lending
Margin Trading: This allows investors to borrow funds to purchase securities, using their existing securities as collateral, potentially amplifying gains (and losses).
Securities Lending: Founder Securities facilitates the lending of securities for purposes such as short selling.
Alternative Investments
Private Equity: Investments in private companies, providing exposure to non-publicly traded companies.
Venture Capital: Investments in startups and early-stage companies, typically with high growth potential.
Hedge Funds: Pooled investment funds that employ diverse strategies to earn active returns for their investors.
Over-the-Counter (OTC) Market Products
OTC Derivatives: Customized derivative contracts traded directly between two parties, offering bespoke risk management solutions.
OTC Bonds: Bonds traded in the over-the-counter market, providing more flexible trading options compared to exchange-traded bonds.
Investment Banking Services
IPO Underwriting: Founder Securities helps companies go public by underwriting initial public offerings (IPOs).
Bond Issuance: Underwriting services for companies issuing new bonds.
Mergers and Acquisitions (M&A): Advisory services for corporate mergers, acquisitions, and restructurings.
Wealth Management Products
Asset Allocation: Tailored asset allocation strategies to meet the specific financial goals of individual and institutional clients.
Wealth Preservation: Products and strategies aimed at preserving wealth through diverse investments and risk management.
Institutional Services
Research and Consulting: Providing in-depth market research and consulting services to institutional clients.
Prime Brokerage: Services for hedge funds and other institutional investors, including trading, financing, and operational support.
Institutional Financial Product Sales: Sales of financial products tailored for institutional investors.
Founder Securities offers several types of accounts to cater to various investment needs:
Cash Account: A standard brokerage account where you can trade using only the funds you have deposited, suitable for investors who prefer to avoid borrowing funds for trading.
Margin Account: Allows you to borrow money from the brokerage to purchase securities. This account type is suitable for investors looking to leverage their investments. It comes with the potential for higher returns but also higher risks.
Securities Lending and Borrowing Account: Enables the lending and borrowing of securities. Used primarily for short selling and arbitrage opportunities.
Futures Account: Specifically designed for trading futures contracts. Allows for the trading of various futures instruments, suitable for hedging or speculative purposes.
Options Account: For trading options contracts. Offers strategies like hedging and income generation through options trading.
Wealth Management Account: Comprehensive account for wealth management services. Includes financial planning, asset allocation, and wealth preservation services.
Institutional Account: Tailored for institutional clients such as corporations and large financial entities. Provides services like research and consulting, prime brokerage, and institutional product sales.
Investment Banking Account: Focuses on investment banking services. Includes services like underwriting equity and bond financing, M&A advisory, and financial consultancy.
Founder Securities offers various financial services and charges fees accordingly. Here is an overview of the fee structure for different services:
Securities Brokerage Fees
Commission Fees: These are charged for executing trades on behalf of clients. The exact rate can vary but typically ranges from 0.03% to 0.1% of the transaction value.
Platform Fees: Fees for using their trading platform, which may be a flat monthly fee or based on transaction volume.
Margin Trading Fees
Interest on Borrowed Funds: Clients engaging in margin trading will be charged interest on the borrowed amount. This rate varies depending on market conditions and the specific terms agreed upon with Founder Securities.
Futures and Options Trading Fees
Transaction Fees: A fixed fee per contract traded, which can range from a few RMB per contract. These fees cover the cost of executing trades on futures and options markets.
Clearing Fees: Additional fees for clearing and settlement of trades, which are generally lower than the transaction fees.
Wealth Management Fees
Management Fees: These are annual fees based on a percentage of the assets under management (AUM). The typical range is 0.5% to 2% of AUM, depending on the size of the portfolio and the complexity of the services provided.
Performance Fees: Some wealth management products may include performance-based fees, which are a percentage of the profits generated above a predefined benchmark.
Investment Banking Fees
Underwriting Fees: Charged for underwriting equity and debt offerings. These fees are typically a percentage of the total capital raised.
Advisory Fees: Fees for providing advisory services on mergers and acquisitions (M&A), which can be fixed fees or a percentage of the deal value.
Account Maintenance Fees
Annual Maintenance Fees: Some accounts may have annual maintenance fees, especially those with lower activity or balance.
Inactivity Fees: Fees charged for accounts that do not meet a minimum level of trading activity over a specified period.
Research and Consulting Fees
Subscription Fees: Fees for accessing premium research reports and consulting services. These can be either monthly or annual subscriptions.
Founder Securities provides a detailed fee structure across its various services, catering to both retail and institutional clients. The fees can vary based on the type of service, the volume of transactions, and specific client agreements. Its essential for clients to review and understand these fees before engaging in trading or investment activities to optimize their cost efficiency.
For more detailed and specific information, its recommended to contact Founder Securities directly or visit their official website.
Founder Securities offers several mobile applications that provide comprehensive trading and financial management services. Here's a detailed review of their main apps and their features:
Founder Transaction Security Code APP
App: Available on both Apple App Store and Google Play. This app allows users to trade stocks on the go. It provides real-time market quotes, order placement, account management, and market news.
Platform: Available for Android and PC. This platform offers real-time quotes, advanced charting, stock analysis tools, and news updates. It's designed specifically for Chinese users and includes comprehensive features for trading and market analysis (WikiFX).
Founder Global Trader
App: Available on Apple App Store and Google Play. This app offers a user-friendly interface for tracking market trends, placing orders, managing portfolios, and accessing market news and research reports.
Founder Securities offers a range of research and educational resources to assist investors in making informed decisions. Here's a detailed overview of their offerings:
Research Services
Market Research Reports: Comprehensive reports on various sectors, including equities, fixed income, and derivatives. Includes in-depth analysis of market trends, company performance, economic indicators, and investment strategies. Regularly updated to reflect the latest market conditions and forecasts.
Stock Analysis Tools: Advanced charting tools, technical analysis, and financial metrics. Helps investors analyze stock performance and make data-driven investment decisions.
Investment Strategy Reports: Detailed strategies for various market conditions, including bullish, bearish, and neutral scenarios. Contributions from seasoned analysts and market experts.
Daily Market Updates: Summarizes the daily market movements, significant events, and key economic data. Available through email subscriptions and on the Founder Securities' platform.
Educational Resources
Online Courses and Webinars: Cover a wide range of subjects, including basic trading principles, advanced technical analysis, and portfolio management. Live webinars and recorded sessions that users can access at their convenience.
Tutorials and Guides: Step-by-step guides on using the trading platform, understanding market indicators, and executing various trading strategies. Available on the Founder Securities website and mobile apps.
Knowledge Base: A comprehensive library of articles, FAQs, and glossaries. Covers a wide range of topics, from basic financial concepts to advanced trading techniques.
Research and Education Platforms
Founder Global Trader: Integrates research reports, market analysis, and educational resources within the trading platform, available on both desktop and mobile versions.
Founder Transaction Security Code APP: Provides access to market research, daily updates, and educational materials, available on Apple App Store and Google Play.
Founder Securities offers robust customer support to assist clients with their financial and trading needs. The company has two main offices: one in Beijing at Chaoyangmen South Street, Zhaotai International Center, Tower A, Floors 16-19, with a postal code of 100020, and another in Changsha at Floor 37, Huayuan International Center, No. 36, Section 2, Xiangjiang Middle Road, Tianxin District, with a postal code of 410002.
Clients can reach the customer service team through a nationwide hotline at 95571, available during business hours for general inquiries, account assistance, and technical support. For non-urgent matters or detailed questions, clients can email pub@foundersc.com and expect a timely response.
Founder Securities' support services include help with account management, technical support for their trading platforms and mobile apps, and real-time trading assistance. They also offer guidance on utilizing research reports and educational materials. Additionally, they handle complaints efficiently, with mechanisms for escalating unresolved issues.
Online messaging allows for real-time communication with customer support or other traders, and clients can visit the Beijing or Changsha offices for face-to-face consultations. This comprehensive approach ensures clients receive the support they need in a convenient and efficient manner.
Founder Securities is a reputable brokerage firm regulated by the China Securities Regulatory Commission (CSRC), known for its low-cost trading options and user-friendly mobile applications. It offers a comprehensive range of financial products, including equities, fixed income, derivatives, and more, supported by robust research and educational resources. However, the company lacks explicit fund insurance and international regulatory recognition, which potential investors should consider before engaging with the firm.
Is Founder Securities safe to trade?
Founder Securities is regulated by the China Securities Regulatory Commission (CSRC), providing a level of oversight and reliability. However, it lacks explicit insurance for client funds and international regulatory recognition, which could be a concern for some investors.
Is Founder Securities a good platform for beginners?
Yes, Founder Securities offers a user-friendly mobile app and comprehensive educational resources, making it a good choice for beginners. The platform provides access to a wide range of trading products and detailed market research to help new investors make informed decisions.
Is Founder Securities legit?
Founder Securities is a legitimate brokerage firm regulated by the CSRC, ensuring adherence to industry standards and practices. It offers a variety of financial products and services, supported by robust research and educational tools. However, the lack of international regulation is a consideration for potential investors.
The information provided is based on WikiStock's expert evaluation of the brokerage's website data and is subject to change. Besides, online trading entails substantial risks, potentially leading to total loss of invested funds, so comprehending associated risks before engaging is crucial.
Registered region
China
Years in Business
More than 20 year(s)
Products
Securities Lending Fully Paid、Margin Loans、Annuities、Bonds & Fixed Income、Futures、Investment Advisory Service、Options、Stocks、ETFs、Mutual Funds
Countries
Company name
Associations
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方正香港金控
Subsidiary
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方正富邦基金
Subsidiary
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方正和生投资
Subsidiary
--
方正中期期货
Subsidiary
--
方正承销保荐
Subsidiary
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