羅沙證券

Rosa Securities Review Summary
Rosa Securities
WikiStock Rating	⭐
Founded	1972
Registered Region	Hong Kong
Regulatory Status	No regulation
Products & Services	Investments: Stocks, Call & Put Warrants, GEM, NASDAQ stocks, i-shares; IPO Subscription; Fixed Term Investments Plan
Annual Fees	Cash account, Discounted Account, DayTrader Account, Institute Account: Free of charge;Prestige Account: free of charge for monthly transaction volume reaches $2,000,000, otherwise $4800/year;Margin Account: 0.5% of the maximum overdraft amount
Interest Rates	Prestige Account: 3 - 5% of prime rate
Customer Service	Address: Unit 701 Nine Queens Road Central Hong Kong
	Hotline: 2525 8660; 25254241
	Fax: 2525 2442; emal: david@rosa.com.hk

Rosa Securities Information

　　Rosa Securities Limited, established in Hong Kong since 1972, provides a comprehensive suite of investment services, including stocks, Call & Put Warrants, GEM, NASDAQ stocks, i-shares, IPO subscriptions, and Fixed Term Investment Plans. The fee structure varies by account type, with certain accounts offered free of charge and others subject to annual fees or percentage-based charges. Notably, the Prestige Account offers competitive interest rates based on the prime rate.

　　However, the absence of regulatory oversight raises concerns about consumer protection and financial security, which prospective clients should approach with caution.

　　For more detailed information, you can visit their official website: https://www.rosa.com.hk/New0204/fullchin.html or contact their customer service directly.

Pros & Cons

　　Pros:

• 　　Diverse Investment Options: Rosa Securities offers a wide range of investment options including stocks, warrants, and IPO subscriptions, providing clients with ample opportunities to diversify their portfolios.

• 　　Various Account Types: The company offers various account types with flexible fee structures, including free options for certain accounts and fee waivers based on transaction volumes for others, accommodating different investor preferences.

• 　　Personalized Services: With designated client service representatives and managers for different account types, clients can receive personalized assistance and tailored advice, enhancing their overall trading experience.

Cons

• 　　:

• 　　Lack of Regulatory Oversight: Operating without regulatory oversight may raise concerns about consumer protection and financial security, exposing clients to higher levels of risk and uncertainty.

Is It Safe？

• 　　Regulatory sight

　　The absence of valid regulations of Rosa Securities which the company operates signifies potential risks, as it lacks the guarantee of comprehensive protection for traders engaging on its platform.



• 　　Safety Measures

　　Rosa Securities implements robust Anti-Money Laundering (AML) policies and security measures to ensure compliance with regulatory standards and safeguard against illicit financial activities.

What are Securities to Trade with Rosa Securities？

　　Rosa Securities offers a range of investment services listed on the Hong Kong Stock Exchange.

　　These include trading in listed stocks, Call & Put Warrants, GEM (Growth Enterprise Market) stocks, NASDAQ stocks, and i-shares settled in US dollars.

　　Additionally, the company assists clients in subscribing to Initial Public Offerings (IPOs), providing up to 60% margin financing if needed.

　　Moreover, Rosa Securities offers a Fixed Term Investments Plan, allowing clients to invest in selected stocks with flexible contribution amounts and monthly schedules, providing value particularly in the current low-interest environment.

　　For market analysis, clients can access insights through various channels, including the Investment Client Service Department, designated account managers, email subscriptions, and the company's website or affiliated platforms.



Account Types

　　Rosa Securities offers a range of account types with corresponding fee structures:

• 　　Cash Account: Basic trading services with no associated fees.

• 　　Margin Account: Annual fee capped at 0.5% of the maximum overdraft amount. Interest rates vary (prime rate plus 3-5%). Available to clients with at least six months' tenure.

• 　　Prestige Account: Free of charge for clients with monthly transaction volumes exceeding $2,000,000; otherwise, an annual fee of $4800 applies.

• 　　Discounted Account: Commission discounts with no account fees.

• 　　DayTrader Account: No fees for active traders.

• 　　Institute Account: Fee waivers available for clients with an average transaction volume exceeding $200,000 per trade.

　　Other fees such as brokerage fee, transactions fees, settlement fees etc. will be quoted per request.



Customer Service

　　Rosa Securities provides efficient and responsive customer service to meet client needs.

　　Located at Unit 701, Nine Queens Road Central, Hong Kong, clients can contact the company through various channels.

　　Direct access to client service representatives is available via the hotline numbers 2525 8660 and 2525 4241 for inquiries and account assistance.

　　Additionally, clients can communicate via fax at 2525 2442 or email at david@rosa.com.hk.



Conclusion

　　In short, Rosa Securities provides a wide range of investment services without regulatory oversight. While this raises concerns about consumer protection and financial security, the company offers clear fee structures and personalized accounts. However, it's essential for individuals to approach cautiously and thoroughly research before engaging, considering the potential risks involved.

Frequently Asked Questions (FAQs)

• 　　Is Rosa Securities regulated by any financial authority？

• 　　No, it operates without regulatory oversight.

• 　　What types of securities can I invest in with Rosa Securities？

• 　　It offers a variety of investment options including stocks, Call & Put Warrants, GEM (Growth Enterprise Market) stocks, NASDAQ stocks, i-shares settled in US dollars, and IPO subscriptions.

• 　　What are the fees offered by Rosa Securities？

• 　　The fees vary depending on the type of account:

• 　　Cash Account: Free of charge.

• 　　Margin Account: Annual fee of 0.5% of the maximum overdraft amount, with interest rates ranging from the prime rate plus 3-5%.

• 　　Prestige Account: Free if monthly transaction volume exceeds $2,000,000; otherwise, $4800/year.

• 　　Discounted Account: Commission discounts with no fees.

• 　　DayTrader Account: No fees for active traders.

• 　　Institute Account: Fee waivers based on trading volumes.

• 　　Is Rosa Securities suitable for beginners？

• 　　No, the company is not suitable for beginners due to the absence of regulatory oversight.

Risk Warning

　　Online trading involves significant risk, and you may lose all of your invested capital. It is not suitable for all traders or investors. Please ensure that you understand the risks involved and note that the information provided in this review may be subject to change due to the constant updating of the company's services and policies.