Score
http://www.99securities.com.hk/index.aspx
Website
Influence
D
Influence Index NO.1
Products
5
Securities Lending Fully Paid、Investment Advisory Service、Stocks、ETFs、Mutual Funds
Obtain 2 securities license(s)
SFCRegulated
China Hong Kong Securities Trading License
SECOver-Operation
United StatesInvestment Consulting License
Owns 1 seat(s)
China Hong Kong HKEX
Seat No. 02200
More
Company Name
Ninth Eternity Securities Asia Limited
Abbreviation
九久证券亚洲
Platform registered country and region
Company address
Company website
http://www.99securities.com.hk/index.aspxCheck whenever you want
WikiStock APP
Previous Detection: 2024-11-21
Rules: The data displayed is the downloads of the APP in one year before current time.
China Hong Kong
281573.10%Egypt
101826.43%Others
180.47%Rules: The data is displayed as the downloads and regional share of the APP in one year before current time.
Trading Fee
$1.95
Platform Service Fee
HK$15
Commission Rate
0.1%
New Stock Trading
Yes
Ninth Eternity Securities | |
WikiStock Rating | ⭐⭐⭐⭐ |
Account Minimum | Not Mentioned |
Fees | 0.1% of transaction amount (negotiable) + HK$ 15 Platform Fee |
Interests on Uninvested Cash | Not Mentioned |
Margin Interest Rates | Not Mentioned |
Mutual Funds Offered | Not Mentioned |
App/Platform | Mobile and Web trading platform |
Promotions | Not Mentioned |
Ninth Eternity Securities is a brokerage firm that offers a range of financial services, including investment research, securities underwriting, entrusted account management, fund sales, securities margin financing, stock lending, and securities brokerage. The firm operates under the regulation of the China Hong Kong Securities and Futures Commission and the United States Securities and Exchange Commission, holding licenses for securities trading and investment consulting.
Pros | Cons |
Diverse Financial Services | None |
Regulatory Oversight | |
Transparent Fee Structure | |
International Regulatory Compliance |
Diverse Financial Services: Ninth Eternity Securities offers a wide range of financial services, including investment research, securities underwriting, and fund sales.
Regulatory Oversight: The firm is regulated by the China Hong Kong Securities and Futures Commission and the United States Securities and Exchange Commission.
Transparent Fee Structure: Clients benefit from a transparent fee structure that discloses general commissions and platform fees.
International Regulatory Compliance: Being regulated by both Hong Kong and U.S. authorities indicates adherence to regulatory requirements in two key financial markets.
Regulatory Sight: Regulation by the China Hong Kong Securities and Futures Commission (No.BPU494) and the United States Securities and Exchange Commission (No.CRD # 306985/SEC#:801-124851) indicates that Ninth Eternity Securities operates within the oversight of two reputable regulatory bodies, holding Securities Trading and Investment Consulting Licenses, respectively. This dual-regulatory oversight suggests that the firm is subject to compliance with regulatory requirements in both Hong Kong and the United States, enhancing transparency and accountability in its operations.
User Feedback: Users should check the reviews and feedback from other clients to gain a more comprehensive sight of the broker, or look for reviews on reputable websites and forums.
Security Measures:
Regulatory Compliance: The company strictly abides by the regulatory system, ensuring adherence to industry standards and guidelines.
Isolated Account and Independent Hosting: Client funds are held in an independent trust account at a bank, separate from Ninth Eternity Securities' own funds. This isolation helps safeguard client funds from unauthorized use.
Leading Technology: Ninth Eternity Securities utilizes advanced technology to enhance transaction security, protecting client information and preventing unauthorized access.
Personal Data Protection: The company adheres to the Personal Data (Privacy) Ordinance, safeguarding customer information. Customers can refer to their “Privacy Policy” for detailed information.
Internal Procedures: Ninth Eternity Securities has implemented strict internal procedures to prevent any illegal misappropriation of customer funds.
Investor Compensation Fund: As a licensed corporation, Ninth Eternity Securities benefits from the Investor Compensation Fund. This fund provides additional protection for client funds held in securities accounts, with a maximum limit of HK$500,000.
Ninth Eternity Securities offers a range of services which cater to the diverse needs of clients in the financial market, providing them with access to various investment opportunities and financial products.
Investment Research: Ninth Eternity Securities provides clients with investment research services that offer insights and analysis on market trends, investment opportunities, and potential risks. This information can help clients make informed decisions regarding their investment strategies.
Securities Underwriting and Placement: The firm assists in underwriting and placing securities, facilitating the issuance and distribution of securities on behalf of corporations and government entities looking to raise capital through the financial markets.
Entrusted Account Services: Ninth Eternity Securities offers entrusted account services, allowing clients to authorize the firm to manage their investment portfolios on their behalf based on specified terms and conditions.
Fund Sales: The firm provides clients with the opportunity to purchase mutual funds, exchange-traded funds (ETFs), and other investment funds through its fund sales services, enabling diversification and access to professionally managed investment portfolios.
Securities Margin Financing: Ninth Eternity Securities offers securities margin financing, allowing clients to borrow funds to invest in securities, leveraging their existing investment holdings as collateral.
Stock Lending: The firm facilitates stock lending services, enabling clients to lend out their securities to other market participants in exchange for a fee, providing potential additional income from their investment holdings.
Securities Brokerage: Ninth Eternity Securities acts as a securities broker, facilitating the buying and selling of securities on behalf of clients, executing trades in the financial markets to help clients achieve their investment objectives.
Ninth Eternity Securities provides clients with a fee structure that includes a general Hong Kong trading commission of 0.1% of the transaction amount, which is negotiable, along with a platform fee of HK$15. The firm offers transparency regarding its fee schedule, allowing traders to review the Hong Kong Stock Fee schedule or the US Stock Fee List for more detailed information on fees associated with trading specific securities.
Ninth Eternity Securities provides clients with a mobile trading platform accessible on both iOS and Android devices. This platform enables users to conveniently trade securities and manage their investments on-the-go. The availability of the app on multiple operating systems enhances accessibility and flexibility for clients, allowing them to monitor market trends and execute trades efficiently.
Ninth Eternity Securities does offer clients access to investment research services, providing them with insights and analysis to support their decision-making processes. It claims that the Asia Research Department of Ninth Eternity Securities has been adhering to a sincere attitudeand is committed to analyzing complex financial markets for clients. Its analytical research is based on in-depthand conscientious research, and it draw out the cocoons from the diverse information to gain insight intoopportunities and help clients create wealth.
Going Financial offers comprehensive customer support to its clients. Clients can reach out to Going Financial through various channels.
Telephone: +852 3468 8812
Email: cs@99securities.com.hk
Fax: +(852) 3468 8001
Company address: Room 909, 9th Floor, PrinceEdward Centre, Hip Shing Hong.794-802 Nathan Road, PrinceEdward, Hong Kong
In conclusion, Ninth Eternity Securities offers a comprehensive range of financial services, operating under the regulatory oversight of the China Hong Kong Securities and Futures Commission and the United States Securities and Exchange Commission. The firm provides transparent fee structures and a variety of investment opportunities, including securities trading, fund sales, and margin financing.
While the regulatory compliance and service offerings of Ninth Eternity Securities may appeal to investors seeking a diverse range of financial products and services, prospective clients should exercise caution and thorough due diligence to ensure alignment with their investment objectives and risk tolerance levels. Evaluating the firm's fee structures, regulatory standing, and service quality is crucial in making informed decisions when considering Ninth Eternity Securities as a potential partner in financial management.
Is Ninth Eternity Securities legit?
Yes. Ninth Eternity Securities is regulated by the China Hong Kong Securities and Futures Commission and the United States Securities and Exchange Commission.
What services does Ninth Eternity Securities offer?
Investment Research, Securities Underwriting and Placement, Entrusted Account Services, Fund Sales, Securities Margin Financing, Stock Lending and Securities Brokerage.
The information provided is based on WikiStock's expert evaluation of the brokerage's website data and is subject to change. Besides, online trading entails substantial risks, potentially leading to total loss of invested funds, so comprehending associated risks before engaging is crucial.
Registered region
China Hong Kong
Years in Business
1-2 years
Products
Securities Lending Fully Paid、Investment Advisory Service、Stocks、ETFs、Mutual Funds
Countries
Company name
Associations
United States
Ninth Eternity Securities LLC
Group Company
United States
Ninth Eternity Asset Management LLC
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Ninth Eternity Professional Consultancy Limited
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