auカブコム証券

What is au Kabucom Securities Co., Ltd.？

　　au Kabucom Securities Co., Ltd., a reputable Japanese online securities firm founded in 1999 through the merger of E-Wing Securities and Japan Online Securities, is a subsidiary of KDDI and Mitsubishi UFJ Financial Group. Regulated by the Japan Financial Services Agency (FSA), it offers diverse investment products and services, including domestic and US stocks, FX, investment trusts, bonds, futures, options, and exchange-traded CFDs. The firm provides various commission structures, a comprehensive trading platform with multiple tools and apps, and extensive educational resources, making it suitable for both novice and experienced investors.

Pros and Cons

　　Pros:

• 　　Wide range of investment products and services: au Kabucom Securities Co., Ltd. offers a wide variety of investment products and services to meet the needs of both individual and institutional investors. This includes stocks, ETFs, US stocks, investment trusts, futures, options, foreign currency, and bonds.

• 　　Competitive commission rates: au Kabucom Securities Co., Ltd. offers competitive commission rates for domestic stock trading, with two main options: One-Shot Fee® and 1-day Flat Fee. They also offer competitive rates for other products and services.

• 　　User-friendly trading platform: au Kabucom Securities Co., Ltd. offers a comprehensive trading platform that is available on a variety of devices, including mobile apps and a PC platform. The platform is user-friendly and easy to navigate.

• 　　Comprehensive educational resources: au Kabucom Securities Co., Ltd. offers a variety of educational resources for beginners and experienced investors alike. This includes beginner guides, reports, online seminars, and investment courses.

• 　　Strong reputation and financial stability: au Kabucom Securities Co., Ltd. is a reputable and well-established online securities firm with a strong track record. The company is a subsidiary of KDDI and Mitsubishi UFJ Financial Group, two of Japan's largest companies.

　　Cons:

• 　　Not available in English: au Kabucom Securities Co., Ltd.'s website and platform are only available in Japanese. This can be a major drawback for non-Japanese speakers.

• 　　No demo account available: au Kabucom Securities Co., Ltd. does not offer a demo account, which can make it difficult for potential customers to try out the platform and services before opening a real account.

• 　　Limited customer support options: au Kabucom Securities Co., Ltd.'s customer support is only available in Japanese and during limited hours. This can be a problem for customers who need assistance outside of these hours or who do not speak Japanese.

Regulatory Status

　　au Kabucom Securities Co., Ltd. is regulated by the Japan Financial Services Agency (FSA) which is responsible for overseeing all financial services providers in Japan. Their main goals are to ensure the stability of the financial system and protect investors. au Kabucom Securities Co., Ltd.'s regulatory status is listed as “Regulated” and their license number is Kanto Finance Bureau Director (Kin-sho) No. 61. They are authorized to offer a wide range of investment products including ETFs, mutual funds, stocks, bonds, options, futures, and securities lending.

Global Seats

Global Seats

　　It is important to note that au Kabucom Securities Co., Ltd. does not currently hold any seats on global exchanges such as the Japan Exchange Group (JPX) which includes the Tokyo Stock Exchange (TSE), Nagoya Stock Exchange (NSE), and Sapporo Stock Exchange (SSE).

Tradable Securities

　　au Kabucom Securities Co., Ltd. offers a variety of investment products suitable for both beginners and experienced investors. Beginners can start with tax-advantaged accounts like NISA, invest small amounts in fractional shares (Petit Stocks®) or Point Investment using Ponta points, or get automated investment advice with Credit RoboAd.

　　They can also choose from commission-free investment trusts and benefit from asset building programs. For those comfortable with trading mechanics, au Kabucom Securities Co., Ltd. offers a wide range of stocks, including IPOs, ETFs, and US stocks, with various tools for analysis and execution. Additionally, futures, options, foreign currency, and bonds are available for more sophisticated investors.

Commission

　　au Kabucom Securities Co., Ltd. offers a variety of commission structures for domestic stocks trading, including:

• 　　One-Shot Fee®: The transaction fee is determined according to the contract price of each order. It is recommended for those who have a large contract price for a single order and those who have a high transaction frequency.

• 　　1-day Flat Fee: The transaction fee is determined according to the total contract price per day. It is recommended for those who trade in small amounts or trade many times a day.

• 　　Other fees: There are also fees for other services such as account opening, account management, transfers, and withdrawals.

　　Here is a table summarizing the fees for domestic stock trading:

Other Products and Services

• 　　US Stocks: The commission fee is based on the transaction amount, with a minimum fee of 0 USD.

• 　　FX: auカブコム FX offers tight spreads for low-cost trading, while click 365 offers commission-free trading.

• 　　Investment Trusts: All mutual funds are free of charge at the time of purchase.

• 　　Foreign Currency MMF: Net securities offer the lowest spreads in the industry.

• 　　Bonds: Net securities offer the lowest spreads in the industry.

• 　　Premium Accumulation® (Investment Trust): The purchase fee is free.

• 　　Premium Accumulation® (Foreign Currency MMF): The transaction fee is free.

• 　　Futures and Options: The commission fee varies depending on the product.

• 　　Exchange Traded CFDs: The commission fee is 156 yen (tax included) for the Nikkei 225 Reset Margin Trading, and 16 yen (tax included) for the NY Dow Reset Margin Trading.

• 　　Other Fees: There are no fees for account opening and account management, but there are some other costs, such as transfer fees and withdrawal fees.

Tools & Apps

　　au Kabucom Securities Co., Ltd. offers a comprehensive trading platform with various tools and apps satisfying different devices and trading styles.

　　Users can choose from smartphone apps (au Kabucom Securities Co., Ltd. App, au Kabucom Securities Co., Ltd. Stock & Futures OP App, au Kabucom Securities Co., Ltd. FX App) for mobile trading and portfolio management.

　　For PC users, a powerful platform calledカブステーション (kabu station) is available for stock and futures options trading.

　　Additionally, there are specialized apps for specific needs such as Cubboard for stock price monitoring, EVER Chart for advanced technical analysis, and Kabunabi for stock screening.

　　Simulation tools are also provided to help users practice trading strategies and manage risk, including Security Deposit Simulator, Margin Simulator, Destination OP Navigation (for futures options), and Bond Simulator.

Customer Service

　　au Kabucom Securities Co., Ltd. offers customer support through a Frequently Asked Questions (Q&A) section where they answer common questions from customers. Additionally, they provide contact information via email at cs@kabu.com and phone at 0120-390-390for more specific inquiries.

　　Other resources available include guides on procedures for various tasks such as opening an account, resetting passwords, and transferring stocks and investment trusts.

Educational Resources

　　au Kabucom Securities Co., Ltd. offers a variety of educational resources for beginners and experienced investors alike. For beginners, there is an introductory guide to investing, a stock investment guide, and videos to walk you through the process of opening an account and placing your first trade. They also have a Frequently Asked Questions (Q&A) section to answer common questions.

　　More comprehensive resources include reports, online seminars, and investment courses. These cover a wide range of topics such as daily market trends, Japanese and US stocks, investment trusts, and basic investing principles. Investors can also sign up for notification services to receive alerts about investment opportunities and follow au Kabucom Securities Co., Ltd. on social media for the latest market news and special offers.

Conclusion

　　au Kabucom Securities Co., Ltd. is a well-established Japanese online brokerage offering a vast selection of investment products, including stocks, ETFs, and US stocks, alongside educational resources and a user-friendly platform. While it boasts competitive commission rates and strong financial backing, keep in mind its interface is only available in Japanese and customer support has limited hours. If you're a non-Japanese speaker or require frequent assistance, this might be a drawback. However, for Japanese investors seeking a feature-rich platform at competitive rates, au Kabucom Securities Co., Ltd. is definitely worth considering.

FAQs

　　Q: What investment products does au Kabucom Securities Co., Ltd. offer？

　　A: au Kabucom Securities Co., Ltd. offers a wide range of investment options, including domestic and foreign stocks, ETFs, investment trusts, futures, options, and even foreign currency and bonds.

　　Q: Is au Kabucom Securities Co., Ltd. suitable for beginners？

　　A: au Kabucom Securities Co., Ltd. provides educational resources and beginner-friendly tools, but their interface is only available in Japanese.

　　Q: What are the fees associated with trading on au Kabucom Securities Co., Ltd.？

　　A: au Kabucom Securities Co., Ltd. offers competitive commission structures for domestic stock trading, with options like One-Shot Fee® and 1-day Flat Fee.