Score
Influence
A
Influence Index NO.1
Products
10
Securities Lending Fully Paid、Margin Loans、Annuities、Bonds & Fixed Income、Futures、Investment Advisory Service、Options、Stocks、ETFs、Mutual Funds
Surpassed 66.66% brokers
Obtain 1 securities license(s)
CSRCRegulated
ChinaSecurities Trading License
Owns 2 seat(s)
China BSE
Seat No. 000086
China SZSE
Seat No. 000128
More
Company Name
兴业证券股份有限公司
Abbreviation
兴业证券
Platform registered country and region
Company address
Company website
https://www.xyzq.com.cn/Check whenever you want
WikiStock APP
Funding Rate
8.35%
New Stock Trading
Yes
Margin Trading
YES
Regulated Countries
1
Industrial Securities | |
WikiStock Rating | ⭐⭐⭐ |
Account Minimum | N/A |
Fees | Variable, Stocks in Shanghai, Shenzhen, and Beijing: the commission is capped at 0.3% of the transaction amount with a minimum fee of 5 yuan; B shares: the commission is capped at 0.3%, with minimums of US$1 (Shanghai) and HK$5 (Shenzhen) |
Account Fees | N/A |
Interests on uninvested cash | N/A |
Margin Interest Rates | N/A |
Mutual Funds Offered | Yes |
App/Platform | Mobile and Online Trading |
Promotions | Not available yet |
Industrial Securities is a financial services provider headquartered in China. Established in 1994,The broker offers a diverse range of trading instruments, including stocks, bonds, mutual funds, and ETFs, complemented by extensive research and educational resources. Client fund safety is prioritized through segregated accounts, and the platform is user-friendly with advanced features.
However, the broker's minimum fee requirements for transactions may disadvantage smaller investors, and its international market access is limited compared to other brokers. Additionally, customer service hours are restricted to trading days, potentially inconveniencing some clients.
Industrial Securities has several advantages that make it appealing to investors. It is licensed and regulated by the China Securities Regulatory Commission (CSRC), ensuring compliance with strict standards. The broker emphasizes client fund safety through the use of segregated accounts, which helps protect client assets. Additionally, the platform is user-friendly and equipped with advanced features. Investors also benefit from an extensive range of research and educational resources, and a wide variety of trading instruments, including stocks, bonds, mutual funds, and ETFs.
However, there are some drawbacks to consider. The broker imposes minimum fee requirements for transactions, which can be a disadvantage for smaller investors. Additionally, Industrial Securities offers limited international market access compared to some other brokers, potentially restricting investment opportunities. Customer service hours are limited, which may not be convenient for all clients.
Pros | Cons |
Licensed and regulated by CSRC | Minimum fee requirements for transactions |
User-friendly trading platform with advanced features | Limited international market access compared to some other brokers |
Emphasis on client fund safety with segregated accounts | Limited customer service hours |
Extensive research and educational resources | |
Wide variety of trading instruments |
Regulations
Industrial Securities is officially licensed and regulated by the China Securities Regulatory Commission (CSRC) for a wide range of business activities.
Funds Safety
Industrial Securities places a high emphasis on the safety of client funds. The company ensures that all client funds are kept in segregated accounts, separate from its own operational funds. This segregation is a fundamental practice that protects clients' assets in case of financial difficulties faced by the broker. Moreover, Industrial Securities adheres to the regulatory requirements set forth by the China Securities Regulatory Commission (CSRC), which oversees and enforces strict guidelines for the protection of investors' assets.
Safety Measures
In addition to funds safety, Industrial Securities employs multiple layers of security to safeguard client information and transactions. The firm utilizes advanced encryption technologies to protect data integrity and confidentiality. Regular audits and compliance checks are conducted to ensure that all security measures are up-to-date and effective. Furthermore, Industrial Securities provides robust customer authentication processes, including two-factor authentication, to prevent unauthorized access to accounts.
Industrial Securities offers an extensive selection of securities for trading, catering to various investment strategies and risk appetites. These include:
Industrial Securities' trading fees vary based on the type of security and market. For stocks in Shanghai, Shenzhen, and Beijing, the commission is capped at 0.3% of the transaction amount with a minimum fee of 5 yuan, and a stamp duty of 0.05% is applied, paid by the transferor. Preferred stocks in Shanghai and Shenzhen also follow this commission structure. For B shares, the commission is capped at 0.3%, with minimums of US$1 (Shanghai) and HK$5 (Shenzhen), plus a 0.05% stamp duty.
Fund trading fees are similar to stock fees, while bonds have a commission cap of 0.02%, with a minimum fee of 1 yuan. Trading on the New Third Board incurs a commission not exceeding 0.15%, and a 0.05% stamp duty is applicable. For Hong Kong Stock Connect, commissions are capped at 0.3% with a minimum of 5 yuan, and a 0.1% bilateral stamp duty applies. Stock options have a net commission of 10 yuan per piece, with certain exemptions for selling and opening positions.
Industrial Securities provides a range of trading platforms and tools to cater to different investor needs:
Mobile Securities: For retail investors, Industrial Securities provides the XYQ Mobile App, which enables convenient trading on-the-go. The app includes features such as real-time market updates, intuitive trading interfaces, and integrated financial news. It is designed to provide an accessible trading experience, ensuring users can monitor and manage their investments efficiently from their smartphones.
Online Trading: Additionally, the web-based platform caters to those who prefer trading directly from their browsers without the need to download software. This platform offers similar functionalities to the desktop and mobile versions, including real-time data, advanced charting tools, and a user-friendly interface. This flexibility ensures that all types of traders, from novices to experts, have access to the tools and information they need to succeed in the stock market.
Industrial Securities provides extensive research and educational resources to help clients stay informed and make educated investment decisions. These resources include:
Customer service is a key focus for Industrial Securities. The company offers multiple channels for support(8:30-18:00 on trading days), including phone(95562), email(95562@xyzq.com.cn), and live chat. Customer service representatives are knowledgeable and responsive, ensuring that client inquiries and issues are addressed promptly.
Industrial Securities is a regulated broker, licensed by the China Securities Regulatory Commission (CSRC), emphasizing client fund safety with segregated accounts and advanced security measures. The platform is user-friendly and offers extensive research resources and a wide variety of trading instruments, including stocks, bonds, mutual funds, ETFs, and derivatives.
However, the broker's transaction fees may deter smaller investors, and its limited international market access might restrict investment opportunities. Additionally, customer service hours are limited, which could be inconvenient for some clients.
Is Industrial Securities a regulated broker?
Yes, Industrial Securities is regulated by the China Securities Regulatory Commission (CSRC), ensuring it adheres to strict regulatory standards.
How does Industrial Securities ensure the safety of client funds?
Client funds are kept in segregated accounts separate from the broker's operational funds, providing an additional layer of protection.
What types of trading instruments does Industrial Securities offer?
Industrial Securities offers a wide range of instruments including stocks, bonds, mutual funds, ETFs, and derivatives.
WikiStock's expert assessment of the brokerage's website data is subject to change and should not be taken as financial advice. Online trading carries substantial risks, including the potential loss of all invested capital, and it's crucial to fully understand these risks before investing.
Registered region
China
Years in Business
More than 20 year(s)
Products
Securities Lending Fully Paid、Margin Loans、Annuities、Bonds & Fixed Income、Futures、Investment Advisory Service、Options、Stocks、ETFs、Mutual Funds
Countries
Company name
Associations
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兴证证券资产管理有限公司
Subsidiary
--
兴证投资管理有限公司
Subsidiary
--
兴证创新资本管理有限公司
Subsidiary
--
兴证(香港)金融控股有限公司
Subsidiary
--
兴证期货有限公司
Group Company
--
兴证全球基金管理有限公司
Group Company
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