Global Securities Firms Regulatory Inquiry App
Regulated
Fidelity
United StatesCustody Scale BLicense Level AA8.70Score
Custody assets$5.5BUsers51.5M
8.70Score
Regulated
Charles Schwab
United StatesCustody Scale CLicense Level AA8.55Score
Users28M
8.55Score
Regulated
Wells Fargo Advisors
United StatesCustody Scale ALicense Level AA9.10Score
Custody assets$1.88TUsers34.2MAssets per account$20,000Monthly Active Users(MAU)7M
9.10Score
Regulated
Ameriprise Financial
United StatesCustody Scale CLicense Level AA8.22Score
8.22Score
4
Regulated
Deutsche Bank
GermanyCustody Scale CLicense Level A5.83Score
5.83Score
5
Regulated
BOCI
China Hong Kong Custody Scale ALicense Level AAAA8.88Score
Custody assets$578.4BUsers2.15BAssets per account$10,000Monthly Active Users(MAU)1.2M
8.88Score
6
Regulated
HSBC
United StatesCustody Scale CLicense Level AA9.26Score
Users39M
9.26Score
7
Regulated
Mirae Asset
South KoreaCustody Scale CLicense Level A8.67Score
8.67Score
8
Regulated
CGS
ChinaCustody Scale CLicense Level AAAA8.13Score
8.13Score
9
Regulated
NOMURA
JapanCustody Scale CLicense Level A9.14Score
Users5.35M
9.14Score
10
Regulated
Marcus
United StatesCustody Scale CLicense Level AAAA8.23Score
Users13M
8.23Score
11
Regulated
Mizuho Securities
JapanCustody Scale CLicense Level AA9.20Score
Users1.69M
9.20Score
12
Regulated
Jane Street
United StatesCustody Scale CLicense Level AAAA8.60Score
8.60Score
13
Regulated
Harvest Global Investments
China Hong Kong Custody Scale CLicense Level AAAA7.21Score
Users160M
7.21Score
14
Regulated
Zhongtai International
China Hong Kong Custody Scale CLicense Level AAAA8.32Score
Users8.3MMonthly Active Users(MAU)4.99M
8.32Score
15
Regulated
ICICI
IndiaCustody Scale CLicense Level A6.51Score
6.51Score
16
Regulated
Barclays
United KingdomCustody Scale ALicense Level AAAA9.05Score
Custody assets$135.19BUsers48M
9.05Score
17
Regulated
Saxo
DenmarkCustody Scale CLicense Level AAAA8.80Score
8.80Score
18
Regulated
Activotrade
SpainCustody Scale CLicense Level A5.56Score
5.56Score
19
Regulated
CMSI
China Hong Kong Custody Scale CLicense Level AAAA8.50Score
8.50Score
20
Regulated
AJ Bell
United KingdomCustody Scale CLicense Level AAAA8.77Score
Users491,000
8.77Score
21
Regulated
Robinhood
United StatesCustody Scale ALicense Level AA8.22Score
Custody assets$74.7BUsers22.9MAssets per account$240Monthly Active Users(MAU)1.2M
8.22Score
22
Regulated
Moomoo
China Hong Kong Custody Scale CLicense Level AA9.10Score
Users4.05M
9.10Score
23
Regulated
WealthFront
United StatesCustody Scale CLicense Level AAAA8.09Score
8.09Score
24
Regulated
Monex
JapanCustody Scale CLicense Level AAAA8.19Score
Users2.22M
8.19Score
25
Regulated
Panin Sekuritas
IndonesiaCustody Scale CLicense Level A5.28Score
Users73,230
5.28Score
26
Regulated
Betterment
United StatesCustody Scale CLicense Level AA8.18Score
Users800,000
8.18Score
27
Regulated
PhillipCapital
SingaporeCustody Scale ALicense Level A9.08Score
Custody assets$35BUsers1.2MAssets per account$4,000Monthly Active Users(MAU)1M
9.08Score
28
Regulated
Axos
United StatesCustody Scale CLicense Level AAAA7.90Score
7.90Score
29
Regulated
Axis Direct
IndiaCustody Scale CLicense Level A6.58Score
Custody assets$23.42MUsers2.34MAssets per account$2.34MMonthly Active Users(MAU)234,234
6.58Score
30
Regulated
Walker Crips
United KingdomCustody Scale CLicense Level AAAA8.36Score
8.36Score
31
Regulated
SoFi
China Hong Kong Custody Scale CLicense Level AA8.60Score
Users6.9M
8.60Score
32
Regulated
Master Trust
IndiaCustody Scale CLicense Level A6.50Score
Users300,000
6.50Score
33
Regulated
Central China Securities
ChinaCustody Scale CLicense Level AAAA8.18Score
Users2M
8.18Score
34
Regulated
Davy
IrelandCustody Scale CLicense Level AA7.87Score
7.87Score
35
Regulated
Webull
United StatesCustody Scale ALicense Level A9.17Score
Custody assets$28BUsers13MAssets per account$4,000Monthly Active Users(MAU)2.69M
9.17Score
36
Regulated
FSMOne
MalaysiaCustody Scale CLicense Level A7.69Score
7.69Score
37
Regulated
Brookfield
United StatesCustody Scale CLicense Level AAAA7.45Score
7.45Score
38
Regulated
Ravenscroft
United KingdomCustody Scale CLicense Level AAAA7.42Score
7.42Score
39
Regulated
M1
United StatesCustody Scale CLicense Level AA8.07Score
8.07Score
40
Over-Operation
Acorns
United StatesCustody Scale BLicense Level AAAA5.94Score
Custody assets$6.3BUsers6.58MAssets per account$1,338
5.94Score
41
Regulated
Tiger Brokers
SingaporeCustody Scale ALicense Level AA8.98Score
Custody assets$18.9BUsers2MAssets per account$2,000Monthly Active Users(MAU)1.5M
8.98Score
42
Regulated
Firstrade
United StatesCustody Scale CLicense Level AA8.56Score
Users600,000Assets per account$7,000Monthly Active Users(MAU)300,000
8.56Score
43
Regulated
Trading 212
United KingdomCustody Scale CLicense Level AAAA8.23Score
Users2.5M
8.23Score
44
Regulated
DL Securities
China Hong Kong Custody Scale CLicense Level AAAA7.65Score
7.65Score
45
Regulated
Daiwa
JapanCustody Scale ALicense Level AA8.86Score
Custody assets$427.56BUsers1.47M
8.86Score
46
Regulated
HFM
Saint Vincent and the GrenadinesCustody Scale CLicense Level A8.02Score
Users2.5M
8.02Score
47
Regulated
Gleneagle
AustraliaCustody Scale CLicense Level AAAA7.60Score
7.60Score
48
Regulated
Long Bridge
China Hong Kong Custody Scale CLicense Level AA8.22Score
Users300,000Assets per account$2,000Monthly Active Users(MAU)100,000
8.22Score
49
Regulated
Globe
IndiaCustody Scale CLicense Level A6.47Score
Users200,000
6.47Score
50